We support organizations in translating regulatory requirements into practical and sustainable solutions. Combining regulatory expertise with hands-on business experience, we design compliance frameworks that are effective, proportionate, and aligned with operational realities.
Compliance
Compliance with a balanced approach and practical relevance
- Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements
- Sanctions and embargo regulations
- Conduct and organisational obligations under the Swiss Financial Services Act (FinSA/FIDLEG)
- Sustainable finance and ESG-related regulatory requirements
- Governance and organisational requirements under the Swiss Banking Act (BankA/BankG) and the Financial Institutions Act (FinIA/FINIG)
- Tax compliance requirements, including QI, FATCA and CRS (Automatic Exchange of Information, AEOI)
- Regulation of collective investment schemes and related financial services
- Financial market regulation, including requirements under the Financial Market Infrastructure Act (FMIA/FinfraG) and applicable FINMA and Swiss Bankers Association regulations
- Regulatory requirements relating to mortgage lending and other credit business activities